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Surveys
2012
November
O
OBA
OBA
Outside Business Activities
0%
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*
Are you currently engaged in any other business or being compensated in any way, other than by Regal?
Yes (Includes any insurance business)
No
*
How many different Outside Business Activities do you have?
1
2
3
4
5
6+
*
Business Name
*
Address
*
City
*
State
*
Zip
*
Address
*
When did you become affiliated with this activity?
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01
02
03
04
05
06
07
08
09
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
--
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
--
2024
Number of Hours spent on a weekly basis
0-5
6-10
11-15
16-20
21-30
30+
*
During Trading Hours
*
During Non Trading Hours
*
Please describe your duties relating to this business activity
*
Amount of Compensation on an average monhtly basis?
$0-500
$501-1000
$1001-2000
$2001-3000
$3001-4000
$4001-5000
$5001+
*
This business is aware that I am a representative/employee of Regal Securities?
Yes
No
By entering in your name below you are stating that you will notify Regal Securities in writing if there are any changes to your outside activities
*
First Name
:
*
Last Name
:
*
Please enter today's date
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01
02
03
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11
12
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25
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27
28
29
30
31
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Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
--
2024
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