List of current policy issues

I. Green Paper on the corporate governance of listed companies

Smaller Issuers

Board of Directors (diversity, remuneration and risk)

Shareholders (engagement, identification, roles and behaviours)

Comply or Explain (including monitoring)

II. Green Paper on the future of Audit

Other

I. Cross border mergers

II. Societas Europea (SE)

III. Private limited company (SPE)

IV. Business registers

V. Groups & subsidiaries

VI. European Foundation Statute

VII. European Model Corporation Act

Other

I. Prospectus directive

II. Market abuse directive

III. Transparency obligations (company reporting such as annual and interim reports)

IV. Proportionate reporting for small and medium sized companies (Demarigny Report)

V. IFRS - IASB, FASB, reporting framework

Other

I. Transparency obligations (reporting by investors)

Short selling

Stock lending

II. Company right to identify its shareholders

III. Stewardship Codes for institutional investors / supporting long-term investment

Other

I. Share register + issuance (Central Securities Depositaries + registrars)

II. Shareholder rights directive implementation

III. Communicating along investment chain (Corp. Actions + General Meetings Standards + Security Law Directive)

Other

I. MIFID Review (share price, exchanges and other venues)

II. Central counterparty risk & regulation of derivatives market

III. Credit Rating Agencies

IV. EU supervisory structure

Other

I. Discuss whether current market structures disadvantage issuers and what we want from markets in 20 years time

II. Discuss what are the disadvantages of the US SEC that Europe should seek to avoid (SOX, frequent restatements)

Other